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COMPLIANCE

REGULATORY & DISCLOSURES

Transparency, Integrity, and Regulatory Responsibility

BQT Financial Group is committed to maintaining high standards of transparency, integrity, and regulatory compliance in the services we provide.

Financial services operate within multiple regulatory frameworks designed to protect clients and promote informed decision-making. This page provides important information regarding our regulatory status, disclosures, and the structure through which services are delivered.

Clients and prospective clients are encouraged to review these disclosures carefully and to contact us if clarification is needed.

Investment Advisory Disclosures

Investment advisory services are provided through BQT Wealth Advisors, a Registered Investment Adviser.

Registered Investment Advisers are held to a fiduciary standard when providing investment advice to clients. This means the firm is obligated to act in the best interest of its advisory clients when providing investment recommendations and financial guidance.

Advisory services are governed by written advisory agreements that outline the scope of services, fee structures, and responsibilities of both the firm and the client.

Prospective clients should review all advisory documentation prior to entering into an advisory relationship.

Form ADV Disclosure

The Form ADV is the primary disclosure document for registered investment advisers.

The document contains important information including:

  • Services offered by the firm
  • Fee structures and compensation
  • Potential conflicts of interest
  • Professional background information
  • Regulatory history (if applicable)

You may review our most current Form ADV using the link below.

Form ADV Part 2A:

Financial Planning and Advisory Services

Information contained on this website is intended to provide general information about our services and philosophy.

Nothing on this website should be interpreted as:

  • Personalized financial advice
  • Investment advice for a specific individual
  • A recommendation to buy or sell securities

Financial planning and investment advice can only be provided after a formal advisory relationship has been established and appropriate client information has been reviewed.

Insurance Licensing Disclosure

Certain financial planning recommendations may involve insurance or protection strategies.

Insurance products may be offered through appropriately licensed insurance professionals operating under applicable state insurance regulations.

Insurance recommendations are evaluated within the broader Financial Architecture framework to ensure alignment with a client’s overall financial strategy.

Clients are never required to purchase insurance products through BQT or its affiliates.

Tax Advisory Disclosure

Tax preparation and tax advisory services may be provided through affiliated tax advisory entities.

Tax-related information provided on this website is intended for general informational purposes only and should not be interpreted as specific tax advice.

Individuals should consult directly with qualified tax professionals regarding their specific tax situation before making financial decisions.

Private Capital and Investment Opportunities

Private capital opportunities referenced on this website may be offered through affiliated capital management entities.

These opportunities are not public investment offerings.

Participation may be limited to individuals who meet applicable eligibility requirements, including accredited investor standards where required.

Private investments involve risk and may be illiquid. Past performance does not guarantee future results.

Nothing on this website should be interpreted as an offer to sell securities or a solicitation of an offer to purchase securities.

Any such offering will be made only through appropriate legal documentation, including private placement memoranda and subscription agreements.

Separate Entities and Services

Although BQT Financial Group is presented publicly as a unified platform, services may be delivered through separate affiliated entities.

Each entity operates under its own regulatory framework and professional requirements.

Engagements with these entities are governed by separate agreements and disclosures.

Website Content Disclaimer

The information contained on this website is provided for educational and informational purposes only.

Content should not be interpreted as legal, tax, investment, or financial advice for any specific individual.

Visitors should consult with qualified professionals before making financial decisions.

Privacy and Data Protection

BQT Financial Group respects the privacy and confidentiality of client information.

Information submitted through contact forms, consultations, or other communications is used solely for the purpose of responding to inquiries and delivering professional services.

The firm maintains procedures designed to protect client information and comply with applicable privacy regulations.

Questions Regarding Disclosures

If you have questions regarding the disclosures on this page or the regulatory status of our services, please contact us directly.

Email:

Info@bqtfinancialgroup.com

Phone:

301-888-4423

Our Commitment

Integrity, transparency, and disciplined stewardship guide the work we do.

These principles are central to the Financial Architecture approach and to the relationships we build with our clients.